JOURNAL OF WORLD-SYSTEMS RESEARCH
ISSN: 1076-156X | Vol. 28 Issue 2 | DOI 10.5195/JWSR.2022.1122 | jwsr.pitt.edu
Tributary World-Ecologies, Part II1
The Mediterranean World and the Crisis
Çağrı İdiman
Yeditepe University
cagri.idiman@yeditepe.edu.tr
Abstract
This essay—the second in a two part series—reconceptualizes the High Medieval Mediterranean World as a tributary
world-ecology. Area Studies view the High Medieval Mediterranean as a culturally fragmented world, while the
Commercialization Theorists only unite these fragments externally through trade relations. In contrast, Marxist
Theorists almost exclusively focus on Medieval Europe through production relations. I argue that the High Medieval
Mediterranean can be theorized as a tributary world-ecology. I advance two interrelated arguments. First, I underline
the socio-ecological similarities and differences between the North Sea (addressed in Part I) and the Mediterranean
Worlds. The Mediterranean world-ecology was premised upon the breakdown of world-imperial redistribution
mechanisms and localization of peasant exploitation. This was exemplified by the development of iqta’, pronoia and
similar land-tenure regimes across the Mediterranean World. The localization peasant exploitation, however, did not
result in autarchy, but rather in the formation of a world-market. In fact, novel agrarian relations, coupled with the
climatological upturn and technological innovations, led to the growth of surpluses in the hands of the aristocracies.
This in turn stimulated artisanal production and revival of trade. Consequently, the Mediterranean World, like the
North Sea World, witnessed further geographical integration and economic growth. Second, I emphasize the
similarities and differences between the crises of the North Sea and the Mediterranean Worlds. Their socio-ecological
relations reached their limits when the climate began to cool and destabilize, and organizational innovations could
no longer produce sufficient surpluses. Consequently, both world-ecologies collapsed, finding its clearest expression
in the Black Death. In turn, the Mediterranean, just like the end of the Roman period, disintegrated. The Western
Mediterranean and the North Seas were integrated on the basis of capitalist productive and commercial networks,
resulting in the birth of European capitalist world-ecology. In contrast, the Eastern Mediterranean would be
reintegrated on the basis of the tributary networks of the Ottoman World-Empire.
Keywords: World-Ecology, Mediterranean, Middle Ages, Capitalism, Historical Sociology
“Tributary World-Ecologies, Part I: The Origins and the North Sea World” can be found in the Journal of WorldSystems Research 28 (2) at https://doi.org/10.5195/jwsr.2022.1066
1
Articles in vol. 21(2) and later of this journal are licensed under a Creative Commons Attribution 4.0 United States
License.
This journal is published by the University Library System, University of Pittsburgh as part of
its D-Scribe Digital Publishing Program and is cosponsored by the University of Pittsburgh Press.
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
392
Transition to capitalism is one of the key debates in historical sociology. However, the Medieval
Mediterranean World has usually been theorized external to this process. The focus has been on
Europe, which is assumed to be an ontologically and epistemologically pre-existing and unified
entity. In turn, the High Medieval Mediterranean World is viewed, especially by Area Studies—
European Medieval Studies, Byzantine Studies, Islamic Studies, as a fragmented entity. While
these fragments—European Mediterranean, Byzantine Empire, Islamic Lands—externally relate
to one another, they are internally treated as ontologically and epistemologically homogeneous
entities. In other words, the criterion for demarcation of these distinct worlds is culture, which is
equated with religion. Likewise, despite Engels’ ([1877] 1977) insights on the similarity between
the European and Islamic production relations during the High Middle Ages, Classical Marxist
Theorists (Dobb 1963, 1978; Brenner 1977, 1985a, 1985b, Wood 2002a, 2005; Byres 2006, 2008)
presume the unity of Europe on the basis of feudal mode of production and maintain the ontological
and epistemological separation between the European, Byzantine, and Islamic Worlds (Rodinson
[1978] and Haldon [1993] can be counted among notable exceptions). Hence, their criterion for
demarcation of these distinct worlds is production. The Mediterranean is simply conceived as a
realm of commerce, external to these production relations. In contrast, the Commercialization
Theorists (Pirenne 1956; McCormick 2001) posit that Europe, to some extent including the
Mediterranean World, had been a unified entity through continent-wide commercial relations.
However, their criterion for demarcation is limited to exchange of goods, peoples, and ideas; and
they, in turn, show little or no interest in production relations (Abulafia 2011). In fact, none of
these perspectives conceive the High Medieval Mediterranean World as a structurally coherent
entity. Consequently, they have not theorized the High Medieval Mediterranean World in terms of
unified socio-ecological processes. In this essay, the second in a two part series, I offer a worldecological perspective on the High Medieval Mediterranean. Following my reconceptualization in
Part I, I redefine world-systems as world-ecologies. Accordingly, I argue that two distinct worldecologies emerged in the North Sea and the Mediterranean during the High Middle Ages. Agrarian
tributary relations, two-tiered commercial networks, and a multiple state-system characterized
these world-ecologies. They expanded due to the unique bundling of the climatological upturn,
novel production relations, and technological and organizational innovations. In turn, when these
socio-ecological relations reached their limits, both world-ecologies collapsed, finding its clearest
expression in the Black Death.
I suggest that the world-ecology perspective can help us overcome the methodological and
theoretical dilemmas of the previous perspectives. These dilemmas pertain to the unit of analysis,
historical periodization, and demarcation criteria. First, by taking world-ecologies as the basic
spatio-temporal unit of socio-ecological analysis, we can conceive the North Sea and the
Mediterranean Worlds as distinct but coherent entities. In turn, transition to capitalism is
envisioned as a result of transition between world-ecologies, or more specifically as a result of, on
one hand, breaking up of the Eastern and Western Mediterranean, and on the other hand,
unification of the Western Mediterranean and the North Sea Worlds. This offers a
methodologically consistent approach to transition. Second, Commercialization Theorists equate
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
393
capitalism with market expansion and conceive this period as early capitalism, while Classical
Marxist Theorists focus on production and conceive this period as late feudalism. By emphasizing
the mutual-conditioning of climate, production, commerce and power relations, the worldecological perspective allows us to understand this period in its own terms2. Third, by integrating
the question of “nature as matrix,” (Moore 2015: 36) the world-ecology perspective suggests us
not to conceive the demarcation criteria—production, commerce, religion—simply as economic,
social, or cultural questions. In turn, nature is not merely an additional factor. World-ecologies do
not act upon nature, they do not interact with nature, but they rather develop through nature. Hence,
tributary relations of production, two-tiered market relations and state-making cannot be theorized
independent of the soil and climate.
More specifically, the High Medieval Mediterranean world-ecology was premised, not upon
the Abbasid world-imperial project, but upon the localization of domination over the peasantries
and fragmentation of political power, as exemplified by the proliferation of iqta’ and pronoia
systems. Expansion of new technologies (such as irrigation) and the ushering of the Medieval
Warm Period led to the increasing accumulation of the absolute surplus product in the hands of
aristocrats and monarchs. This, in turn, triggered the growth commerce and manufacture.
Consequently, Egypt and the Italian city-states emerged as the organizing centers of the
Mediterranean World due to the concentration of manufacture and commerce, respectively, while
other zones specialized in agriculture. When these conditions changed, the result was not an
ecological crisis in the narrow sense of soil and climate, but also the crisis of the bundles of
aristocratic, commercial, and territorial power. In other words, aristocrats, merchants, and states
could not reproduce themselves. Consequently, the Mediterranean World faced an epochal crisis.
It disintegrated into Eastern and Western Halves, similar to late Roman Antiquity. The Eastern
Half would eventually be united on a tributary basis by the Ottoman World-Empire, while the
Western Half would be united with the North Sea World on the basis of capitalist productive,
commercial, and power networks. This new mode of producing nature, wealth, and power signaled
the birth of the capitalist world-ecology. Moreover, it also signaled the birth of Europe as a unified
entity. (Moore 2000, 2003a, 2003b, 2003c, 2007, 2015; Patel and Moore 2018)
The Mediterranean World-Ecology
Common Trends and Dynamics
The High Medieval Mediterranean World-Economy was constituted on the basis of localization of
domination over the peasantries and re-shuffling of the political borders. First, the Abbasid worldempire disintegrated, along with its centralized fiscal and commercial networks. The basis of landtenure and, hence, fiscal networks were transformed. The iqta’ system became prevalent across
former Abbasid lands. Furthermore, although the small principalities that followed the Abbasids
were later succeeded by greater political entities, the scale and scope of Abbasid commercial and
2
Addressed in “Tributary World-Ecologies Part I: The Origins and the North Sea World.”
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
394
fiscal networks were never replicated. The weakening of the Abbasids and the Bulgarian Kingdom
allowed the Byzantine Empire to regain its strength between the mid-tenth and mid-eleventh
centuries. Recovering from the crises of the previous centuries, the Byzantines dominated their
neighbors during the reign of Basil II. However, this only lasted until the arrival of the Seldjucids
in the eleventh century, who would conquer Persia, Mesopotamia, the Levant, as well as Asia
Minor. The Fatimid caliphate could reproduce the Abbasid political-economic structures.
Although the Fatimid project also disintegrated, Egypt continued to be a powerhouse in
agriculture, manufacture, and inter-systemic commerce between Asia and Europe under the
Ayyubids and Mamluks. (Goetein 1967; Wickham 2010) The Christian Europeans, in return, used
the Seldjucid conquest of Anatolia as a pretext for launching the Crusades. The Crusades not only
resulted in the conquest of cities of the Levantine Littoral and Cyprus but also in the Christian
domination of the Mediterranean. Normans also led other successful expeditions against Sicily and
Southern Italy. Furthermore, the state of civil war in Al-Andalus allowed the Northern Spanish
Kingdoms to reconquer Portugal and most of Iberia.
The greatest novelty in land-tenure in the post-Abbasid lands was the iqta’ system, or what
followers of Hammer, including Engels, called “Near Eastern Feudalism” (Engels [1877] 1987;
Köprülü 2004; Timur 2012). However, iqta’ was quite different from European feudalism. In
contrast to the European feudal lords, the muqti (iqta’-holders) had neither property rights over the
land nor judiciary rights over the peasants. (Cahen 1953) In other words, iqta’ was not seigneurie
banal (banal lordship). Iqta’s were land-grants to state-officials in exchange for “services” rather
than “fiefs.” In return, the muqti were responsible for collecting taxes, maintaining soldiers, and
preserving order in the countryside. Although this system originally started as a civilian enterprise
under the Abbasids (Demirci 2003), it acquired a military form under the Buyids and later under
the Seldjucids in Iran and Iraq. It was Nizam Al-Mulk, the famous Seldjucid grand-vizier, who
systemized iqta’ based on the prevailing tax-farming practices (Lewis 1995; Nizamülmülk 2015).
Eventually, the application of iqta’ expanded to all post-Abbasid lands, and even Asia Minor. After
the Mongolian invasions, iqta’ continued to form the basis of the taxation and military system
under the Ilkhanids (Cahen 1968). Egypt, in return, started following the trend with Fatimids, if
not by Zangids and Ayyubids (Chamberlain 1999; Frants-Murphy 1999). Although iqta’
minimized expenditure from the central treasury, it also decreased revenues. Hence, it led to the
localization and demonetarization of the centralized taxation systems. To cover the losses, new
tolls and taxes had to be imposed in addition to the existing land and poll taxes (Lewis 1995). Iqta’
also resulted in a drastic change in the military system. The slave-armies were replaced by the
Turkic and later Mongolian tribal horsemen from the Central Asia.
The change in the Islamic lands was not limited to land-tenure and military, but also included
commerce. With the relocalization and demonetarization of fiscal networks, commercial networks
also contracted. Furthermore, no succeeding state could establish territorial control over an area as
vast as the Abbasids, and the polities that the steppe nomads established did not tend to be stable.
As succinctly theorized by Ibn-Khaldun, the next four centuries were associated with cycles of
political integration and disintegration, first under the Seldjucids, and later under the Ilkhanids in
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
395
the east. In the west, the Fatimids united the North Africa and Syria, but no lands beyond to the
East. They eventually lost their original power-base in the west. Ayyubids and Mamluks, in
contrast, held onto Egypt, Syria, and the Red Sea littoral. Hence, the Abbasid unification of two
world-economies (Byzantine Eastern Mediterranean and Sassanian) would only last a century
(Ashtor 1976; Cahen 1980; Shatzmiller 1994). It appears that the millennia-old fiscal and
commercial networks would resist Abbasid unification attempts, resurface after their
disintegration, and condition later economic and political developments. The Eastern Empires
(Seldjucids and Ilkhanids) would continue to occupy the former Sassanian lands (with the
significant addition of Anatolia). They would control the land routes over Central Asia to China.
The Western Empires (Fatimids, Ayyubids, Mamluks) would hold onto their base Egypt and
control maritime routes over the Red Sea to India. Egypt and Syria would gradually be pulled into
the Mediterranean orbit. While Syria would become a battleground between Fatimids and
Seldjucids, Anatolia would turn into one between Ilkhanids and Mamluks. All the territories of the
Byzantine Eastern Mediterranean would eventually be re-united by the Ottoman World-Empire in
the “long sixteenth century.”
Egypt
Beginning with the governorship of Ahmad ibn Tulun (868–884), Egypt became increasingly
autonomous. He and his officials invested in large-scale, state-run linen factories in Tunis.
However, these enterprises mostly produced luxury goods. In contrast, the Delta towns produced
necessities for the open market. The Egyptian production was initially mostly for the internal
market. However, from the tenth century onwards, cloth was exported to Iraq and the
Mediterranean. The Fatimid conquest of Egypt brought Tunisia and Sicily under a single rule.
However, Egypt would remain the motor of production and commerce (Wickham 2010). In the
eleventh century, a crucial shift in Egypt’s position vis-à-vis commercial networks occurred partly
due to Fatimid’s own conscious policy and partly due to reasons that lay beyond their control.
First, Latin Europe’s economy revived, stimulating the seaborn trade between Italy and Egypt.
Egypt established ties not only with Italy but also with northern countries through transalpine
routes. Cloth and other goods were shipped from Alexandria and other ports to Palestine, Tunisia,
and Sicily, and as far as Al-Andalus. These already-existing linkages were reinforced by the Italian
connection (Humphreys 1999). Egypt exported both finished linen and flax to be processed in
Tunisia and Sicily. It also specialized in sugar. Furthermore, a variety of goods were also imported
(Wickham 2010). Second, the Abbasid collapse led to the redirection of Indian Ocean trade from
the Persian Gulf to the Red Sea. The country’s “new (or at least revived) position in the African
and Eurasian trade system would endure and grow and would be a defining element in Egypt’s
place in the world until the end of Mamluk times” (Humphreys 1999: 449). Most of Egyptian
commerce still took place within Egypt itself in the year 1000 as it was in 700. Nevertheless, the
reorientation of Egypt to the Mediterranean, in addition to the Red Sea, was critical (Wickham
2010).
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
396
By the Ayyubid Period, however, Egyptian textiles were suffering competition from
European products, especially Italy and Flanders. Even English wool made its way to Egyptian
markets due to its low price and high quality. Tunis workshops were destroyed on the orders of alKamil in anticipation of a Crusader attack, and they were not rebuilt. Other major textile
production centers also declined at the end of the Ayyubid Period. Improvements in loom
technology, larger scale of production, and superior organization allowed European textiles to
outcompete Egyptian products. The Egyptian workshops, in return, were small and heavily taxed.
Consequently, Egypt specialized in raw material production and luxuries trade. The growth of
Italian textile industry stimulated local production of niter, alum, and cotton. Furthermore, sugar
production expanded. Moreover, Indian Ocean trade dynamized the silver mines in Tuscany,
Germany, and Eastern Europe (Chamberlain 1999). In the Mamluk Period, however, the Egyptian
manufactures seem to have recovered. The country continued selling agricultural and manufactural
goods (sugar, linen textiles, glass, ceramics) to European merchants (mostly Italians and Catalans)
and bought, especially, fine wools. However, since the European exports could not cover Egyptian
and Indian imports, European merchants still had to make up for the difference in silver. The same
was true for the relationship between Egypt and India. Having little to sell to India, Egyptians had
to send there the gold they acquired from Western Africa (Humphreys 1999).
Anatolia
In the ninth and especially tenth centuries, the Byzantine State was stronger and wealthier. After a
two century-long crisis following the Persian and Arab invasions, there was a return to normality.
After 1000, population began to rise, and uncultivated lands were reclaimed. Furthermore, there
were also signs of specialization in agriculture: for example, mulberry trees for silk were grown in
various provinces, though their cultivation must have begun before 1000, for the Byzantine Empire
was not only producing its own silk, but it was also exporting it to Egypt by the early eleventh
century. Therefore, the eleventh and even twelfth centuries were not a period of economic
stagnation but rather of expansion (Wickham 2010). The centralization of state-power and
increasing state-wealth went parallel with the strengthening of the aristocracy. Both the state and
aristocracies helped the development of commercial relations for another two centuries. Agrarian
and artisanal production diversified. Distribution networks became more complex and wider both
within and between provinces. Not only elite demand increased but also the elites got directly
involved in artisanal production and exchange (Wickham 2010). The medium-distance commerce
naturally developed in the Aegean due to its landlocked and protected location. Thessaloniki
emerged as an important entrepôt. Constantinople would remain as the most populous city in
Europe until the Fourth Crusade.
After the Battle of Manzikert (1071) and Seldjucid conquest of the Anatolian Heartland, there
was a transition from the “themata system” to the “pronoia system” in the Byzantine Lands, which
would define imperial land tenure until the end of its days. Like the iqta’ system, pronoia involved
temporary, usually lifetime, transfer of fiscal rights to an individual. Moreover, both systems
differed from European feudalism, since only revenues were transferred, not property rights
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
397
(Ostrogorsky 1997; Treadgold 1997). Pronoiars (the pronoia grantees) were less likely to engage
in farming since they did not own the land. They were distributed across the empire, did not receive
any other direct payments, and had a direct stake in defending these lands. Although the system
saved the treasury from making immediate outlays and provided a convenient way of recruiting
new troops, it also deprived the state of valuable income. Tax revenue of large areas could also be
granted members of the Imperial family, royal favorites, and high-ranking bureaucrats. In the long
run, the pronoia system seems to have contributed to the fiscal, military, and political problems of
the Byzantine State both in Balkans and Anatolia (Treadgold 1997). Magnates would increase their
holdings, while small peasants, who owned their lands and directly paid their taxes to the emperor,
would become a minority. In practice, taxes paid to the pronoiars would become indistinguishable
from rents paid to landlords. Though the peasants were legally free to leave their lands, before the
Black Death, the land was scarce, and the bargaining power of the peasants was limited. After the
Black Death, most of vacant land passed to hands of the Serbs and the Turks. Consequently, both
the Byzantine peasants and magnates suffered (Treadgold 1997).
The founder of Sultanate of Rum, Suleyman ibn Qutulmush, advanced westwards, captured
the cities of Nicaea and Nicomedia in 1075, and declared his independence from the Great
Seldjucids two years later. His son, Kilij Arslan was defeated by the forces of the First Crusade
and forced to relocate his capital to Konya (Iconium). From then on, the Byzantine Empire would
control northern coasts and the western half of the Anatolian Peninsula, while the Sultanate would
be confined to the Central Plateau. The southern coast, in contrast, would oscillate between the
Byzantines, the Armenian Kingdom of Cilicia, and the Sultanate. At the height of its power in the
late twelfth and early thirteenth century, the Sultanate would absorb other Turkish States in Eastern
Anatolia (Danishmends, Mengujekids, Saltukids, Artukids), and hence control land routes from
Iran and Central Asia across Anatolia through a system of caravanserai. Furthermore, the conquest
of major ports on the Black Sea and Mediterranean Coast (Sinop and Attalia/Antalya, respectively)
allowed the Sultanate to develop commercial relations with the Crusader Kingdom in Cyprus and
Venetians (Hill [1948] 2010). In 1222, Venetians were granted two percent tariffs instead of the
usual ten percent, and traded in grains, precious metals and gems, and figs without any tariffs
(Cahen 1968). Venetians also established connections between Attalia and Alexandria. The
Sultanate also made treaties with Pisans, Provençals, and Genoans regarding the port of Attalia. In
the Black Sea, however, the Venetians were the only Latin power. They procured furs, honey, and
slaves for the Sultanate through the port of Sinope (Cahen 1968).
The Sultanate of Rum suffered a major defeat in the hands of the Mongols at the battle of
Kösedağ (1243) and could preserve its political integrity after excessive political maneuvering.
There were two conflicting tendencies regarding iqta’ during the Ilkhanids rule. On one hand, the
iqta’s were being turned into private property. On the other hand, iqta’s were still being granted
to high-ranking soldiers as the treasury was short on cash. Nevertheless, iqta system was probably
weakening and the Mongols did not want a strong Seljuk military power (Cahen 1968). After the
establishment of Ilkhanid rule in Anatolia, the state revenues would decline from 15 million dinars
to 3.3 million dinars (Cahen 1968). This can be partly explained by the decline in agricultural and
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
398
manufacturing productivity due to political instability, and partly by the movement fresh waves of
Central Asian nomads, who shifted the economy away from cultivation to pastoralism in some
areas (Melville 2009). These nomads, the Turcomans, existed from the earliest days of the Turkish
conquest of Anatolia. However, their numbers and importance grew with the Mongols. In the late
thirteenth century, three actors would shape politics of Anatolia: the nomadic Turcomans, the
Muslim town-dwellers, and the Mongols. Mongols tried to destroy these nomads, who constantly
rebelled against their authority. However, their attempts proved to be unsuccessful (except for the
Central Anatolian Plateau) and futile in Western Anatolia. Gradually, these nomads became
autonomous and dominated the towns. They even began conquering Byzantine territories (Cahen
1968). With the disintegration of Seldjucid, and later Mongolian authority, they would establish
the Anatolian Beyliks (Turkish Amirates).
Due to political fragmentation, the beylik era was probably closest to European feudalism.
The Beyliks differed from the Sultanate of Rum in several aspects. First, “they were smaller and
more compact. They had fewer resources but at the same time fewer obligations” (Linder 2009:
116). Second, all reflected some degree of Mongol influence, either in linguistic usage, or
institutional practice, or military procedure, or population composition. Third, unlike the Seldjucid
period, transpeninsular commercial networks carrying goods from Iran and Central Asia, had
become less important. Some of these beyliks were founded on the former Seldjucid heartland on
the Anatolian platea; whereas others, especially the ones on the coasts, were established on lands
that had not known Muslim rule before. New commercial networks were developed between the
plateau and the Aegean coast. Furthermore, pastoral production of animals and textiles in the
newly settled lowlands had advanced (Linder 2009). There were differences between the interior
beyliks and coastal beyliks as well. First, the interior beyliks—such as Karaman, Germiyan and
Hamid—tended to have a more Seldjucid and Mongolian influence. Furthermore, they had a larger
pastoral component in their economy and population. The coastal beyliks, in contrast, had much
Byzantine imprint (Linder 2009). Second, they were more oriented to the sea than the hinterland.
Third, they were more interested in trading and raiding than conquering land. Fourth, though some
could provide troops in Balkan theater, they could not establish permanent presence. Fifth, they
issued coins, though of far less quantity and far lower quality compared to Seldjucids and
Ilkhanids. Finally, there was substantial transit trade linking merchants from the interior with the
European merchants. This trade consisted of both primary goods (including slaves) and partially
finished goods (Linder 2009). For instance, Candaroğulları on the western Black Sea Coast
exported raw materials (copper, iron) from the Pontic Mountains (Linder 2009). In summary,
during the beylik era, the Turkish Anatolia became more integrated into the Mediterranean World.
Italy
In Italy, there were large numbers of free landowning peasants (Wickham 2016). The manorial
system began to weaken after 900, earlier than Northern Europe. Labor-rents were replaced with
money-rents, and demesnes were divided between tenants. However, this was consistent with the
market-orientation of estate management: tenants, not the landlords, purchased and sold the
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
399
products. This was conditioned by the higher urbanization rate of Italy, and higher demand for
grain and wine in the cities (Wickham 2010). Venice, by the tenth century, had evolved into an
autonomous power, making commercial treaties not only with the kings of Italy but also with Basil
II, the city’s nominal suzerain. At the same time, other cities in the richest southern part of Italy,
such as Salerno, Gaeta, Naples, and most importantly Amalfi, also increased their commerce in
the Mediterranean, especially with the Arab world. Many Italian cities were very populous by
Western standards, and they had active and expanding markets. Some, such as Pavia and Cremona,
were nodal points in wider commercial networks. However, many other inland cities were only
connected to their immediate inland territories. The complex production and commercial networks
of the Po valley and Northern Tuscany had not yet been established, and the northern Italian cities
were not yet connected to Venice in the year 1000. These would occur in the following two
centuries (Wickham 2010). By 1300, the Milan would become as large as Paris, with possibly
200,000 inhabitants; while Genoa, Venice, and Florence probably housed 100,000 people
(Wickham 2016).
The crucial turn of events for the Italian cities was the Crusades. Huge transport ships were
built in the Venetian, Pisan and Genoese shipyards paid in full by the crusaders. Once the Crusader
Kingdoms and Duchies were established in the Levant, the Italians engaged in luxury trade in
pepper, spices, silk, and drugs (Cox 1987; Braudel 1992). Furthermore, the Normans established
themselves in southern Italy and Sicily in the eleventh century. Under this threat, the Byzantines
had to make several concessions to the Venetians (Cox 1987). Establishment of direct link with
far eastern trade led to the convergence of the interests between the Byzantines and Venetians. To
balance Venetian ambitions, the emperors granted similar privileges to the Pisans and Genoese.
However, this policy, combined with the infamous 1171 revolt against some 10,000 strong
Venetian community in Constantinople led Venice to declare war on the empire (Cox 1987).
Although this aggression was aborted, Venice, with its Latin allies, sacked and took control of the
Byzantine Empire in the Fourth Crusade (1204). “Until then, Venice, had been a parasite on the
Eastern Roman Empire, eating it from within. Now it all became her property” (Braudel 1992).
Finally, Venice also benefitted from the Mongol invasions due to opening the route to China from
the north of the Black Sea, hence, bypassing the Islamic Lands. Both the Venetians and the
Genoese established colonies in Crimea and traded directly with the Golden Horde. In summary,
Genoa and Venice acquired colonial empires in the Eastern Mediterranean and Black Sea because
of the Crusades. However, during the High Middle Ages, they did not diverge from the precapitalist pattern: they were commercial and financial centers, but not yet industrial centers. They
enriched themselves by parasitically attaching to the international trade networks.
In the rest of Italy, Roger II of Sicily unified the Norman principalities in a series of wars
between 1127 and 1144. The Norman Kingdom, with its capital at Palermo, was governed by a
Greek-Arab-Latin bureaucracy and linked together by royally appointed justiciars. German
Emperor Henry VI and his son Frederick II inherited this bureaucratic structure. Frederick further
centralized the Sicilian and Southern Italian Kingdom and levied heavy taxes. This continued when
French King Louis IX’s brother Charles of Anjou conquered the kingdom in 1266 (Wickham
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
400
2016). State-controlled irrigation projects developed in Arab-ruled Sicily, and later northern Italy
(Wickham 2016). In central and northern Italy, there were more than fifty communes, which
acquired coherent governing structures from the early twelfth century onwards. When Frederick I
Barbarossa attempted to reinstitute imperial power rule in the North between 1158 and 1177, these
communes revolted, formed the Lombardian League, and decisively defeated the emperor at
Legnano in 1176. They faced several other attacks against their autonomy over the centuries,
including one by Frederick II after 1235, but they could fend them off until the late 1500s. The
communal governments moved in opposition to the expansion of the royal authority. They were
not, however, very stable. This led to the growth of factionalism and internal rivalry. To overcome
these problems many urban communes from 1190 onwards first adopted annual appointment of a
podestà—a salaried consul who was outside the city—supposedly neutral in factional rivalries;
after the 1250s, capitani del popolo who represented lesser elites yet again supposedly less prone
to factionalism than the magnates; and finally after the 1300s, signori, who would become
hereditary autocrats (Wickham 2016). Hence, in this sense, the communes—with the notable
exception of Venice—were moving in the direction of territorial monarchies of rest of Europe.
Furthermore, even in their Republican forms, these communes developed complex fiscal and
judicial structures. Finally, the Papal State, too, extended its power not only in Italy but also across
Europe. Throughout the continent, church government developed a “cellular structure” and
“capillary network.” This was conditioned by the formation of a substantial Church bureaucracy
paid by ecclesiastical incomes (Wickham 2016).
Spain
As in Italy, there were many free landowning peasants in Spain (Wickham 2016). In Al-Andalus,
local aristocracies with differing strength existed throughout the eighth and tenth centuries.
However, state became stronger in the tenth century and reintroduced taxation. The re-institution
of fiscal networks conditioned the commercial integration of the peninsular economy and export
specializations in silk, saffron, and qirmis, a crimson dye (Wickham 2010). State-controlled
irrigation projects developed in al-Andalus. The intensification of agriculture made fallow years
unnecessary (Wickham 2016). State-building in Spain had a different starting-point. The small
Christian Kingdoms in the north, even the largest of them León, had little fiscal and bureaucratic
infrastructure. Ferdinand I of Castile took over León and established the kingdom of León-Castile
in 1037–1038. This was also the era of breaking up of Al-Andalus into successor kingdoms, the
Taifas. Ferdinand and his son Alfonso VI managed to exhort tribute in exchange for protection
from these Taifas and enriched themselves. In 1085, Alfonso also conquered one of the main
Taifas, centered in Toledo, the old Visigothic capital and key to central Spain. Thereafter, he and
his successor took the title of emperor. In response, the Taifas regrouped together under a new
Moroccan dynasty, the Almoravids. The next century was characterized by inconclusive battles
between both sides. Furthermore, the Christian Kingdoms also fought among themselves. Alfonso
VI’s successors tried to prevent the disintegration of Castile. They failed to unite with Aragón.
Portugal evolved as a separate kingdom between 1109 and 1140, and conclusively established
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
401
itself with the conquest of Lisbon in 1147. Even León separated temporarily in 1157. There were
five separate kingdoms in Christian Spain. Nevertheless, Castile never dissolved into counties of
France. Constant warfare, both on Christian and Muslim fronts, helped the royal authority to
solidify and the aristocracy to focus on the royal court. The aristocrats received lands and rights of
local government from the Castilian court, called honores and tenencias. “When these honores or
tenencias began…to be undermined by castle-based private lordships, plus the powerful towns of
the frontier region…its kings henceforth developed local government and justice based, as in
France and England, on more temporary officials, here often called merinos” (Wickham 2016:
145–146). After Alfonso VIII made a breakthrough at the battle of Las Navas de Tolosa in 1212,
and Ferdinand II occupied all al-Andalus, except for Granada, it was this centralized bureaucratic
state that expanded to the south of the peninsula. Thereafter, huge revenue from conquests and
taxation turned the royal court irreversibly into the center of political power (Wickham 2016).
Crisis, Collapse, and Transition
Limits and Contradictions of Tributary Production and Exchange
Agrarian tributary relations around the Northern Seas and the Mediterranean set limits on the
development of agricultural productive forces because they restricted the choices, strategies, and
opportunities of economic actors—peasants, landlords, and states—as they tried to reproduce
themselves collectively and organized and maintained themselves self-consciously (Brenner
1985a, 1985b). These strategies, or rules of reproduction, generated specific long-term patterns of
development and forms of crisis that resulted in involution and decline, rather than sustained
economic growth (Brenner 1985a, 1985b, 2001). Medieval urban industrial development was no
exception in that it was incapable of triggering economic development characterized by increasing
agricultural labor productivity. At some point in their expansions, these pre-capitalist worldecologies faced socio-ecological limits and contradictions conditioned by their own relations and
dynamics. Consequently, rural and urban incomes fell. Under pressures from the falling rate of
tribute, the ruling classes resorted to increasing “absolute surplus labor” through political-military
means rather than increasing “relative surplus labor” through productive investment, that is,
economic means. The real incomes for the mass of working population began to decrease; and the
rise in agricultural prices created unfavorable terms of trade for industry vis-à-vis agriculture. In
return, the Malthusian checks, especially famine and starvation, would intervene due to
overpopulation and exhaustion of natural resources. Consequently, the contraction phase (Bphase) began, which was characterized by falling or stagnant populations, contraction of the arable
and pasturage land, and depressed agricultural surplus labor yet higher mass incomes (Habakkuk
1958; Brenner 2001). The economic development was characterized by, on one hand, long-term
tendency of population to outrun resources—the grand demographic cycles described by Postan
([1944] 1966, 1972), Postan and Hatcher (1985), and Le Roy Ladurie (1976)—and the inability of
urban population to reach beyond a certain level in proportion to the total (Brenner 1985a, 2001).
Neither rising food and raw material prices nor the growing demand for agricultural products from
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
402
the expanding urban centers, both characteristic of the A (Up) phase, could prevent the economy
from entering the B (Down) phase or permit the urban and non-agricultural labor force to grow in
proportion to total population. Hence instead of leading to sustained economic development, the
medieval countrysides were destined for economic stagnation and involution, characterized by
decreasing agricultural productivity (Brenner 2001).
Peasant were insulated from market-competition by virtue of having direct-access to their
means of production and subsistence. Hence, they were not compelled to innovate, maximize
profits, invest, and accumulate. Instead, they prioritized subsistence production and marketed their
physical surpluses, that is, “market-as-opportunity” (Wood 1994, 2002b). Landlords, in return,
could not appropriate the peasants’ surpluses simply by virtue of being landowners (as in
capitalism) in the absence of adequate land and labor markets. Hence, they were compelled to rely
on force to appropriate the peasants’ surpluses. To do that, they had to accumulate sufficient power
to overcome peasant resistance, that is, political accumulation (Brenner 1985a, 1985b, 2001). The
surest way to increase the mass of surplus labor was population increase. This led to the increasing
demand for land, which would set the conditions for the landlords to extract growing rents without
the necessity of extra-economic pressure or control (Brenner 1985b). Since seigniorial and peasant
strategies depended on population growth, tributary relations tended to expand territorially. During
internal expansion the population increased, smallholdings and the means of production tended to
fragment, and the living standards of the peasantry worsened. To counteract this tendency, the
peasant households tended grow larger which, in return, further fragmented the holdings and the
means of production. Fragmentation itself acted as a fetter to productivity (Milonakis 1993–1994;
Moore 2003b). Furthermore, forests were converted into pasture. But, due to the population
increase, the pastures were in return turned into arable land, creating ever-increasing demand for
forest clearance. Territorial expansion led to deforestation, erosion, floods, and silting, resulting in
declining rural and urban productivity.
The relations between states, landlords, and peasants also proved to be crucial. In contrast to
landlords in world-empires, who were balanced by the central authorities, the Northern European
landlords were relatively unchecked vis-à-vis peasantries. The cellular organization of politics
made them independent of states and fortified them against peasantry (Hirst and Hindess 1975;
Wickham 2016). Furthermore, the political-bureaucratic apparatus of the European feudal states,
in contrast to world-empires, lacked the necessary resources for carrying out hydraulic projects
that could increase agricultural productivity. The most important boost to agricultural productivity
came from the three-field system. However, it did not work well everywhere, increased fertilizer
demand, and reduced land available for pasture. Hence, European agricultural productivity was
much lower compared to the Middle East (Ashtor 1976). This may partially account for the severity
of fourteenth century crisis and striking mortality of Black Death in Europe. In Eastern
Mediterranean, as the proliferation of iqta’ and pronoia systems demonstrate, central authorities
weakened. Nevertheless, the central authorities never weakened to the point of emergence of
seigneurie banale and could more successfully protect the peasantries. Peasants were freer in the
Western Mediterranean, too. Moreover, the distinguishing feature of world-empires was the
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
403
organization of complex irrigation systems (Witfogel 1957). Although the Mesopotamian
irrigation system collapsed after the disintegration of the Abbasid rule, the Nile system was
preserved. This may account for the persistence of Egyptian prosperity in the High Middle Ages.
The Taifas in Spain also applied irrigation on small scale, which later expanded to Sicily and Italy.
The only exception to this trend appears to be the Central Anatolian Plateau. Despite the lack of
large rivers and irrigation systems, the region experienced significant agricultural prosperity in the
apex of the Seldjucid rule after centuries of neglect under the Byzantines (Cahen 1968). In
summary, tributary relations stimulated some limited pressures to increase productivity. However,
agricultural productivity was, to a great extent, dependent on the natural fertility of the soil and
favorable weather.
Peasant could not cope with population increase without radical change in technology and
cultivation methods. By the thirteenth century, not only the organizational and technological
innovations of the tenth century had reached their full capacity, but also the Medieval Warm Period
had also come to an end. Ruling classes favored population growth yet discouraged agricultural
investment to increase productivity. Furthermore, any productivity gain was subject to
appropriation by the landlords and states. Even before the Black Death, agriculture showed signs
of crisis and economic decline (Hilton 1951). Moreover, overpopulation and overexploitation had
rendered people more dependent on favorable weather. Then, there were a series of bad harvests,
especially in 1315–1317, characterized by hard winters and wet summers; exacerbating the
famines. Grain and wine yields decreased drastically, sheep epidemics reduced the wool supply,
and even salt production declined. The demographic expansion had already reached its limit even
before the Black Death. The peasants had to limit births more radically than before (Wickham
2016); consequently, the ruling classes’ revenues decreased, and markets contracted (Hilton 1951).
Hence, the rate of feudal levy tended to fall (Bois 2009). Despite the stagnation and contraction of
the peasant population and surpluses, the ruling class’s demands on the peasants still increased,
further deteriorating their livelihoods (Hilton 1985; Moore 2003b). First, to strengthen the military
power of the greater lords, the number of vassals had multiplied through the process of
subinfeudation. Coupled with the natural growth of noble families and their retainers, this process
enlarged the number of parasitic ruling that preyed on the “surplus labor of the serf population”
(Dobb 1963: 45). Second, the initial stages of the Hundred Years increased the need for taxation
(Wallerstein 1974). The fiscal requirements further cut down peasants’ consumption. The overexploitation of the peasants, soil exhaustion, and climatic downturn led to malnutrition, leaving
the population prone to epidemics. Both tributary world-ecologies experienced crisis, marked by
malnutrition, disease, and wars.
Black Death: Collapse and Transformation
The Black Death was first recorded in Crimea in 1346–1347, and from there it first spread to the
Mediterranean and then to the North. It reached Italy in 1348–1349, and Scandinavia in 1349–
1350, and finally completed its “pincer movement” on Russia. The death rate was unprecedented.
Coupled with agrarian recession and bad weather, between a third and a half of the population
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
404
perished in the first and successive (and less mortal) waves, lasting till roughly 1400. Not every
region was swept by the first wave, but some of the later waves did hit them for sure. By the end
of the fourteenth century, the population of Europe was half of what it was in 1346 (Wickham
2016). Black Death’s economic impact varied from region to region. Those regions that depended
on high populations suffered systematically. In Europe, only the Low Countries, identified by
highest agricultural productivity and limited seigniorial power, were least affected by the epidemic
(Moore 2003b). The Muslim-dominated Eastern and Southern Mediterranean also seems to have
been affected less, and the relative strength of peasantries might have accounted for this. Despite
the incredible death toll, the Black Death brought some relief to the surviving populations. The
decrease of population changed the balance of class forces between the landlords and the peasants.
In the expansion phase, the land/labor ratio had decreased—that is, land became scarcer. This
increased the bargaining power of the landlords vis-à-vis peasants (all else being equal), and led
to decreased labor costs and augmented landlords’ revenues. In the recession phase, the land/labor
increased such that there was more land available for the survivors. The decline of the workforce
also increased their bargaining power vis-à-vis the landlords, and hence raised real wages and
decreased seigniorial revenue; what Marc Bloch called “the momentary impoverishment of the
seigniorial class” (Bloch 1966: 120). Furthermore, the increased class power and growing
discontent of the peasantries expressed themselves in a series of rebellions across Europe, starting
in the advanced regions of Italy and Flanders early in the fourteenth century and spreading to the
continent in the rest of the century (Hilton and Fagan 1950).
In Western Europe, political mobilization had made it impossible for landlords to enserf their
peasants. Consequently, peasants could keep more of their products for themselves. The peasants’
diets improved. In England and Western Germany, this included meat. More importantly, the
peasants’ demand for artisanal products increased. Previously, in all pre-capitalist worldecologies, the bulk of demand for artisanal products came from the ruling classes, especially the
landlords. However, after the Black Death, peasant demand stimulated local commerce and
artisanal production in the towns of Northern Italy, Low Countries, and England—the future
capitalist centers. Furthermore, yet again, in these regions, there was increasing proletarianization
and semi-proletarianization. Though wage-laborers remained a minority in most of Europe, they
concentrated in these commercialized and industrialized regions. At the same time, agricultural
specialization developed (in dairy farming, market gardening, and hops) in these regions along
with the development of wage-labor. Only in Eastern Europe previously freer peasants were
subjugated and consequently Poland developed as a major export-oriented grain producer region.
Moreover, the depopulation caused by famines, wars and epidemics resulted in Wüstungen—the
recession and sometimes abandonment of rural lands and villages. Wüstungen was an uneven
process: first, more small-holdings were abandoned than large-holdings; and second; it was
extensive in Germany, Central-Europe, and England, but limited in France (Wallerstein 1974). In
Central and Eastern Europe, the lords could enclose large pieces of land abandoned by the peasants
leading to concentration of large-holding (which would form the basic units of production for grain
exports in the following centuries). However, in Western Europe, there were two different trends
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
405
depending on the land type. In non-marginal arable lands, the large holdings gave way to medium
and small-size holding, while the less arable lands were enclosed by the landlords for animal
husbandry (Wallerstein 1974). In summary, the aftermath of the Black Death was not all
depression and crisis, but rather a period of socio-economic transformation (Wickham 2016).
Black Death did not lead to the collapse of commercial networks. Instead, the eastern and
western halves of the Mediterranean seem to begin to de-couple again, as they did in Late
Antiquity. The Eastern Mediterranean would eventually be unified by the true heir of the Byzantine
World-Empire—that is, the Ottomans. In return, Western Mediterranean and the Northern Seas
began to unite based on capitalist productive and commercial networks. Hence, the period from
mid-fourteenth to the mid-fifteenth century signified transition to capitalism and formation of a
unified “Europe.” The increasing peasant demand for artisanal products triggered capillary
commercialization. Although towns and cities were deeply affected by the Black Death, they
recovered after the initial shock. Furthermore, the rate of urbanization did not seem to have
changed despite the decrease in population (Wickham 2016). The Black Death also increased
money per capita, which could be used to finance industrial and commercial ventures. There was
a new wave of migration to cities, while economies continued to integrate and increase in
complexity. In the North, Flemish towns, which had dominated cloth production in the twelfth and
thirteenth centuries, were joined by the Hanse towns of the Baltic and Northern Germany, which
rose to prominence in the fourteenth and fifteenth centuries. With the opening of Poland, they sold
cloth and salt to the Baltic and bought grain in return. England switched from export of raw wool
to the production of woolen cloths; by cutting out Flemish producers. The Southern German towns
of Ulm, Augsburg, Nürnberg, supported by other smaller towns, emerged as dominant centers of
cloth and metal production. They became important centers of banking, as well. The Hanse
dominated politics of the weaker Baltic countries (such as Sweden) and affected the German
politics. Although competition with Hanse put pressures on Flanders, its continuing demand for
luxury cloth and centrality of Bruges as its main port allowed it to preserve its prosperity in the
fourteenth and fifteenth centuries. However, the economic center of Flanders moved northwards,
and the economic activities slowly moved towards intensive agriculture and production of cheap
cloth. In this process, Antwerp replaced Bruges as the main commercial center. However, the new
productive and commercial activities did not replace the old ones, but rather were an addition to
them. Furthermore, they were highly integrated into the Hanse (Wickham 2016).
In the Mediterranean, not only high artisanal production, especially silk industries, developed
in Milan, Venice, Ferrara, Florence, and Naples under the preferential treatment of state policies;
but also, small town and rural artisanal activity increased, indicating the growth of widening of
urban-rural exchange. Venice and Genoa continued to dominate the Mediterranean luxury trade.
After the Battle of Chioggia, Venetians established their complete control over long distance
luxuries trade in the Eastern Mediterranean. More importantly, however, both cities began to
evolve into production centers. In Venice and to a lesser extent in Florence, the reallocation of
surplus capital from long distance trade to manufacture and state-making were promoted and
organized by the urban merchant classes. The Venetian capitalists invested in slave plantations,
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
406
commercial agriculture, manufacturing, mining, and forestry in the Colonies, terraferma, and the
city proper (Lane 1973; Cox 1987; Crouzet-Pavan 2002; Ciriacono 2006; Ouerfelli 2008; Demo
2013; Pezzolo 2013). In Genoa, however, the process reallocation of surplus capital was controlled
by the landed aristocracy due to its overwhelming influence on politics. Consequently,
independent bourgeois wealth and power was limited. The landed aristocrats rushed to re-feudalize
themselves following the Black Death (Braudel 1992). In the aftermath of the Battle of Chioggia,
the Genoese, isolated to a few enclaves, were forced to organize the Western Mediterranean.
Accordingly, the Genoese capital expanded to Sicily, Valencia, and the Castilian entrepôt of
Seville. They invested in grain production in Sicily and promoted the expansion of sugar
plantations in Sicily, southern Spain, Morocco, Algarve, and Atlantic Islands. They dominated the
silk trade from Sicily and Calabria via Messina. They had settlements in North Africa, Seville,
Lisbon, Bruges, and later Antwerp. They also manufactured goods for foreign trade at home
(Verlinden, 1970a, 1970b, 1970c, 1970d; Fernández-Armesto 1987; Braudel 1992; Abulafia
2011).
The aftermath of the Black Death also led to political transformations (Watts 2009). High
Medieval Europe was characterized by a variety of state-forms (Tilly 1990) and “parcellized
sovereignties” (Anderson 1974). In the periphery, parcellization would continue, whereas
bureaucratic and fiscal centralization would institutionalize in the core states. During the up-phase,
the feudal lords thrived and resisted any attempts by the territorial states to expand their power and
authority with varying success. However, during the down phase, they found themselves more and
more vulnerable in the face of declining revenues and peasant mobilizations. During the fourteenth
and fifteenth centuries, the landlords turned to states to impose order. Consequently, states grew
stronger vis-à-vis landlords. The cost of war-making had increased and the need for standing
armies became clear. So, these centuries witnessed the emergence of “great restorers of order”
such as Louis XI of France, Henry VII of England, Ferdinand of Aragon, and Isabella of Castile,
who could create strong bureaucracies capable of taxation and financing the military expeditions
(Wallerstein 1974). The most crucial “event” of the period was the Hundred Years’ (1337–1453).
It was significant for several reasons. First, the semi-permanent state of war defined the axis of
European politics. The English and French not only fought each other but were also involved in
the Anglo-Scottish Wars and Castilian-Portuguese Wars. In return, other European powers were
involved in the Anglo-French Wars. Second, the war and its spin-offs were constitutive in the
formation of national consciousness in various European countries. Third, the feudal armies based
on aristocrats were largely replaced by professional troops. Armies no longer relied on heavy
cavalry of the aristocrats, but instead on mercenary troops recruited from the lay population.
Weapons, tactics, and army structures were transformed. In other words, it led to the
“democratization of warfare,” that is, the end of aristocratic military hegemony. After the fall of
the Roman Empire, this war set the conditions for the formation of first standing armies. Finally,
the rise of professional armies necessitated fiscalization and bureaucratization of states (Wickham
2016).
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
407
Conclusions
Although tributary world-ecologies experienced periods of demographic, productive, commercial,
and monetary expansion globally such as the twelfth and thirteenth centuries (Abu-Lughod 1989),
these expansions were characteristically checked by the tributary relations and forces of
production, established on the premises of non-commodification and low-productivity of land and
labor. The expansionary phases (A-phase) were usually initiated by, on one hand, a new
combination of forces and relations of production and, on the other hand, favorable ecological
conditions (high natural fertility, warm weather, and abundance of resources). This led to an
increase in agricultural productivity. Rural and urban populations rose. Arable land and pastures
expanded at the expense of forests, swamps, and marshes (Bloch 1966). The terms of trade became
favorable to urban production vis-à-vis agriculture; consequently, urban handicrafts and commerce
expanded (Habakkuk 1958; Brenner 2001). However, at some point in their expansions, these
tributary world-ecologies faced socio-ecological limits and contradictions conditioned by their
own relations and dynamics. Territorial expansion led to deforestation, erosion, floods, and silting,
which resulted in a decline in rural and urban productivity. Consequently, rural and urban incomes
fell. Under pressures from the falling rate of tribute, the ruling classes resorted to increasing
“absolute surplus labor” through political-military means rather than increasing “relative surplus
labor” through productive investment. The real incomes for the mass of working population began
to decrease, and the rise in agricultural prices created unfavorable terms of trade for industry visà-vis agriculture. In turn, the Malthusian checks, especially famine, starvation, and epidemics,
would intervene due to overpopulation and exhaustion of natural resources. Consequently, the
contraction phases (B-phase) would begin, which were characterized by falling or stagnant
populations, contraction of the arable and pasturage land, depressed agricultural surplus labor yet
higher mass incomes (Habakkuk 1958; Brenner 2001). Hence, this motion biseculaire (two-phase
movements) defined the tributary world-ecologies (Le Roy Ladurie 1976; Brenner 1985a).
What distinguished the capitalist world-ecology from all other world-ecologies, hence
allowed it to escape motion biseculaire, was the infiltration of capital into the sphere of production
and the consequent transformation of the mode of appropriation of labor and nature. If—and only
if—capital infiltrated the sphere of production could the continual production of surplus value;
hence, endless appropriation of nature, ceaseless accumulation of capital, and territorial expansion
of the capitalist world-ecology could be guaranteed. Transition to the capitalist world-ecology
through the long fourteenth century (circa 1300–1450) was, therefore, nothing other than the
emergence of the socio-ecological conditions for capital to reorganize the mode of appropriation
of nature in various rural and urban productive activities on the basis of multiple forms of
commodity-producing labor—free-peasantry, serfdom, indentured servitude, slavery, and wagelabor. The dominant relation of production—wage-labor—became internally articulated with
other relations of production on the ontological basis of value. Hence, they came to operate on the
basis of (exchange)-value metrics. Not only surplus labor (profits), but also necessary labor
(wages) and means of production (constant capital) were exchanged (or became exchangeable) on
competitive markets. The production units became oriented toward the world-market, (rather than
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
408
aiming self-sufficiency) and their socio-ecological reproduction became dependent on the worldmarket. They no longer operated according to their independent logics. The struggle over profit
(surplus value) became the prime mover of the entire capitalist world-ecology. This set the
conditions for the a) expansion of value space-time, that is, generalization of commodity
production and circulation on the basis of territorial expansion and commodification of land, labor,
and money; and (b) concentration of means of production in value space-time in the form of
productive capital (i.e., spatio-temporal fixes) (Harvey 2001).
The capitalist world-ecology blew into existence as a result of the tributary collapse. In the
presence of peasant resistance and rebellion, the landowning ruling classes could neither enserf
their peasants nor resist capitalist attempts to take control of production in the prospective core
countries. This set the conditions for the replacement of the landowners by the industrial capitalists
as the ruling class. The industrial capitalists initiated the development of new forms of exploitation
of labor, appropriation of nature, and state-making. They began organizing production in
agriculture, mining, forestry, and manufacture. Wage-labor gradually became the dominant form
of labor. Commodities began to be produced for the world-market. Mass demand was generated
by the freed laboring classes. In Jan de Vries’ (2008) terminology, “industrial” and “industrious”
revolutions were markedly interconnected. Laboring households worked harder to earn cash to
buy commodities, material culture and consumption patterns became diversified, and the worldeconomy expanded. In contrast, forms of subsistence production (serfdom and peasant smallholding) either re-emerged or persisted in the prospective European peripheries and semiperipheries, where landlords preserved their power. Furthermore, the rise of industrial capital not
only accelerated capital accumulation but also strengthened state power in the emerging core
countries. In order to guarantee capital accumulation, the capitalists and their states adopted the
“cheap nature” strategy—cheap labor, raw materials, food, and energy. (Moore 2003c, 2009,
2010a, 2010b, 2010c, 2016, 2018) They reorganized production processes in the (Eastern)
European and non-European peripheries. This occurred through either indirect commercial
domination or direct colonization. They set up novel unfree labor relations in the temperate and
tropical zones of the Mediterranean, Atlantic, and Americas. By globalizing production, they freed
it from the whims of local and regional climate. However, they also progressively subjugated it to
global climate.
About the Author: Çağrı İdiman is an assistant professor in the Sociology Department at
Yeditepe University. He received his PhD from the Sociology Department at Binghamton
University. His work concentrates on world-hegemonic competitions and the transition to
capitalism. More generally, he synthesizes world-history, world-systems, and world-politics on
the basis of world-ecology.
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
409
Acknowledgements: I would like to express my gratitude to Berrak İdiman for reading and
commenting on the earlier drafts of these papers, as well as her unwavering moral support. I
especially thank Jason W. Moore, B. Harun Küçük, Benita Roth, and Chris Wickham for their
invaluable discussions and suggestions. I also thank JWSR’s editors and anonymous reviewers for
their diligence and commitment. Any mistake or short-coming, however, is mine.
Disclosure Statement: Any conflicts of interest are reported in the acknowledgments section of
the article’s text. Otherwise, authors have indicated that they have no conflict of interests upon
submission of the article to the journal.
References
Abulafia, David. 2011. The Great Sea: A Human History of the Mediterranean. London: Allen
Lane.
Abu-Lughod, Janet. 1989. Before European Hegemony: The World System A.D: 1250–1350.
Oxford: Oxford University Press.
Anderson, Perry. 1974. Lineages of the Absolutist State. London: New Left Books.
Ashtor, Eliyahu. 1976. Social and Economic History of the Near East in the Middle Ages.
University of California Press.
Bloch, Marc. 1966. French Rural History: An Essay on Its Basic Characteristics. Translated by
Janet Sondheimer. Berkeley: University of California Press.
Bois, Guy. 2009. The Crisis of Feudalism. Cambridge: Cambridge University Press.
Braudel, Fernand. 1992. Civilization and Capitalism 15th–18th Century. Volume III: The
Perspective of the World. Translated by Siân Reynolds. Berkeley and Los Angeles:
University of California Press.
Brenner, Robert. 1977. “The Origins of Capitalism: A Critique of Neo-Smithian Marxism.” New
Left Review 104: 25–92.
______. 1985a. “Agrarian Class Structure and Economic Development in Pre-Industrial
Europe.” Pp. 10–62 in The Brenner Debate: Agrarian Class Structure and Economic
Development in Pre-Industrial Europe, edited by T. H. Aston and C. H. E. Philpin.
Cambridge: Cambridge University.
______. 1985b. “The Agrarian Roots of European Capitalism.” Pp. 213–327 in The Brenner
Debate: Agrarian Class Structure and Economic Development in Pre-Industrial Europe,
edited by T. H. Aston and C. H. E. Philpin. Cambridge: Cambridge University.
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
410
______. 2001. “The Low Countries in the Transition to Capitalism.” Journal of Agrarian
Change 1(2): 169–241.
Byres, Terrence. 2006. “Differentiation of Peasantry under Feudalism and the Transition to
Capitalism: In Defence of Rodney Hilton.” Journal of Agrarian Change 6(1): 17–68.
______. 2009. “The Landlords Class, Peasant Differentiation, Class Struggle and the Transition
to Capitalism.” Pp: 57–82 in Peasants and Globalization: Political Economy, Rural
Transformation, and the Agrarian Question, edited by H. Akram-Lodhi and C. Kay.
London and New York: Routledge.
Cahen, Claude. 1953. “L’évolution de L’iqtac du IXe au XIIIe Siècle: Contribution à une
Histoire Comparée des Societies Médiévales.” Annales. Histoire, Sciences Sociales 8e
Année 1(Jan-Mar): 25–52.
Cahen, Claude. 1968. Pre-Ottoman Turkey: A General Survey of the Material and Spiritual
Culture and History c. 1071–1330. New York: Taplinger Publishing.
______. 1980. “Commercial Relations between the Near East and Western Europe from VIIth to
XIIth Centuries.” Pp. 1–25 in Islam and Medieval West, edited by K. I. Semaan. Albany:
SUNY Press.
Chamberlain, Michael. 1999. “The Crusader Era and the Ayyubid Dynasty.” Pp. 211–241 in The
Cambridge History of Egypt. Vol: 1. Islamic Egypt, 640–1517, edited by C. F. Petry.
Cambridge: Cambridge University Press.
Ciriacono, Salvatore. 2006. Building on Water: Venice, Holland, and the Construction of the
European Landscape in Early Modern Times. Translated by Jeremy Scott. New York,
NY: Berghahn Books.
Cox, Oliver C. 1987. “A World-System Perspective on Capitalism” Pp. 223–324 in Race, Class
and World System. The Sociology of Oliver C. Cox, edited by H. M. Hunter and S. Y.
Abrahams. New York: Monthly Review Press.
Crouzet-Pavan, Elisabeth. 2002. Venice Triumphant: The Horizons of a Myth. Translated by
Lydia Cochrane. Baltimore, MA: John Hopkins University Press.
Demirci, Mustafa. 2003. İslamın İlk Üç Asrında Toprak Sistemi. Istanbul: Kitabevi.
Demo, Eduardo. 2013. “Industry and Production in the Venetian Terraferma (15th–8th
Centuries).” Pp. 291–318 in A Companion to Venetian History, 1400–1797, edited by E.
R. Dursteler. Leiden: Brill.
De Vries, Jan. 2008. The Industrious Revolution: Consumer Behavior and the Household
Economy, 1650 to the Present. Cambridge: Cambridge University Press.
Dobb, Maurice. 1963. Studies in the Development of Capitalism. New York: International
Publishers.
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
411
______. 1978. “A Reply.” Pp. 57–67 in The Transition from Feudalism to Capitalism, edited by
R. H. Hilton. London: Verso.
Engels, Friedrich. [1877] 1987. Anti-Duhring. Karl Marx, Frederick Engels: Collected Works
Volume 25. New York: International Publishers.
Fernández-Armesto, Felipe. 1987. Before Columbus: Exploration and Colonization from the
Mediterranean to the Atlantic, 1229–1492. Houndmills, Basingstoke: Macmillan
Education.
Frantz-Murphy, Gladys. 1999. “Land-Tenure in Egypt in the First Five Centuries of Islamic Rule
(Seventh-Twelfth Centuries AD.)” Proceedings of the British Academy 96: 237–266.
Goetein, Shelomo Dov. 1967. A Mediterranean Society. Berkeley and Los Angeles: University
of California Press.
Habakkuk, Hrothgar John. 1958. “The Economic History of Modern Britain.” Journal of
Economic History 18(4): 486–501.
Haldon, John. F. 1993. The State and the Tributary Mode of Production. London: Verso.
Harvey, David. 2001. “The Spatial Fix: Hegel, Von Thünen and Marx.” Pp. 284–311 in Spaces
of Capital: Towards a Critical Geography, edited by David Harvey. New York:
Routledge.
Hill, George. [1948] 2010. A History of Cyprus. Volume 2: The Frankish Period 1192–1432.
New York, NY: Cambridge University Press.
Hilton, Rodney H. 1951. “Y eut-il une Crise Générale de la Féodalité?” Annales. Histoire,
Sciences Sociales. 1(Jan. - Mar.): 23–30.
______. 1985. “A Crisis of Feudalism.” Pp. 119–37 in The Brenner Debate: Agrarian Class
Structure and Economic Development in Pre- Industrial Europe, edited by T.H. Aston
and C.H.E Philpin. Cambridge: Cambridge University Press.
Hilton, Rodney H. and Hyman Fagan. 1950. The English Rising of 1381. London: Lawrence and
Wishart.
Hindess, Barry and Paul Q. Hirst. 1975. Pre-Capitalist Modes of Production. London: Routledge
& Keagan Paul.
Humphreys, Stephen R. 1999. “Egypt in the World-system of the later Middle Ages.” Pp. 445–
461 in The Cambridge History of Egypt. Vol: 1. Islamic Egypt, 640–1517, edited by C. F.
Petry. Cambridge, UK. Cambridge University Press.
Köprülü, Fuat. 2004. Bizans Müesseselerinin Osmanlı Müesseselerine Etkileri. İstanbul: Akçağ.
Lane, Frederic Chaplin. 1973. Venice: A Maritime Republic. Baltimore: John Hopkins University
Press.
Le Roy Ladurie, Emmanuel. 1976. The Peasants of Languedoc. University of Illinois Press.
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
412
Lewis, Bernard. 1995. The Middle East: A Brief History of the Last 2000 Years. New York:
Scribner.
Linder, Rudi Paul. 2009. “Anatolia 1300–1451.” Pp. 102–137 in The Cambridge History of
Turkey. Vol: 1. Byzantium to Turkey, 1071–1453, edited by K. Fleet. New York, NY:
Cambridge University Press.
McCormick, Michael. 2001. Origins of the European economy: Communications and
Commerce, A.D. 300–900. Cambridge, UK: Cambridge University Press.
Melville, Charles. 2009. “Anatolia under the Mongols.” Pp. 51–101 in The Cambridge History of
Turkey. Vol: 1. Byzantium to Turkey, 1071–1453, edited by K. Fleet. New York, NY:
Cambridge University Press.
Milonakis, Dimitris. 1993–1994. “Prelude to the Genesis of Capitalism: The Dynamics of the
Feudal Mode of Production.” Science & Society LVII(4): 390–419.
Moore, Jason W. 2000. “Environmental Crises and the Metabolic Rift in World-Historical
Perspective” Organization & Environment 13 (2): 123–157.
______. 2003a. “The Modern World-System as Environmental History?” Theory & Society
32(3): 307–377.
______. 2003b. “Nature and the Transition from Feudalism to Capitalism.” Review 26(2): 97–
172.
______. 2003c. “Capitalism as World-Ecology.” Organization & Environment 16(4): 431–458.
______. 2007. “Silver, Ecology, and the Origins of the Modern World, 1450–1640.” Pp. 123–
142 in Rethinking Environmental History, edited by Alf Hornborg, J.R. McNeill, Joan
Martinez-Alier. Walnut Creek: AltaMira Press.
______. 2009. “Madeira, Sugar and the Conquest of Nature in the “First Sixteenth Century. Part
I: From “Island of Timber” to Sugar Revolution, 1420–1506.” Review 32 (4): 345–90.
______. 2010a. “‘Amsterdam is Standing on Norway’ Part I: The Alchemy of Capital, Empire
and Nature in the Diaspora of Silver, 1545–1648.” Journal of Agrarian Change 10 (1):
33–68.
______. 2010b. “‘Amsterdam is Standing on Norway’ Part II: The Global North Atlanctic in the
Ecological Revolution of the Long Seventeenth Century.” Journal of Agrarian Change
10(2): 188–227.
______. 2010c. “Madeira, Sugar and the Conquest of Nature in the “First Sixteenth Century. Part
II: From Regional Crisis to Commodity Frontier, 1506–1530.” Review 33 (1): 1–24.
______. 2015. Capitalism in the Web of Life: Ecology and the Accumulation of Capital. London:
Verso.
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | İdiman
413
______. 2016. “The Rise of Cheap Nature.” Pp. 78–115 in Anthropocene or Capitalocene?
Nature, History, and the Crisis of Capitalism, edited by Jason W. Moore. Oakland: PM
Press.
______. 2018. “The Capitalocene, Part II: Accumulation by Appropriation and the Centrality of
Unpaid Work/Energy.” Journal of Peasant Studies 45(2): 237–279.
Nizamülmülk. 2015. Siyasetname. Translated to Turkish by Mehmet Kanar. İstanbul: Say
Publishing.
Ostrogorsky, George. 1997. History of the Byzantine State. New Brunswick and New Jersey:
Rutgers University Press.
Ouerfelli, Mohamed. 2008. Le Sucre: Production, Commercialisation et Usages dans La
Méditerranée Médiévale. Leiden & Boston: Brill.
Patel, Raj and Jason W. Moore. 2018. History of the World in Seven Cheap Things. London:
Verso.
Pezzolo, Luciano. 2013. “The Venetian Economy.” Pp: 255-290 in A Companion to Venetian
History, 1400-1797, edited by E. R. Dursteler. Leiden: Brill.
Pirenne, Henry. 1956. Mohammad and Charlemagne. London, UK: Allen and Unwim.
Postan, Michael M. [1944] 1966. “Medieval Agrarian Society in its Prime: England.” Pp. 548–
632 in Cambridge Economic History of Europe, Vol: 1: The Agrarian Life of the Middle
Ages, Second Edition, edited by M. M. Postan. Cambridge, UK: Cambridge University
Press, 548–632.
Postan, Michael M. and John Hatcher. 1985. “Population and Class Relations in Feudal Society.”
Pp: 64-78 in The Brenner Debate: Agrarian Class Structure and Economic Development
in Pre- Industrial Europe, edited by T.H. Aston and C.H.E Philpin. Cambridge:
Cambridge University Press.
Rodinson, M., & Pearce, B. 1978. Islam and capitalism. Austin: University of Texas Press.
Shatzmiller, Maya. 1994. Labour in the Medieval Islamic World. E.J. Brill.
Tilly, Charles. 1990. Coercion, Capital, and European states, AD 990–1992. Oxford: Basil
Blackwell.
Timur, Taner. 2012. Marx-Engels ve Osmanlı Toplumu. İstanbul: Yordam.
Treadgold, Warren. 1997. A History of the Byzantine State and Society. Stanford, CA: Stanford
University Press.
Verlinden, Charles. 1970a. “Some Aspects of Slavery in Medieval Italian Colonies.” Pp. 79–97
in The Beginnings of Modern Colonization, edited by C. Verlinden. Ithaca and London:
Cornell University Press.
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122
Journal of World-Systems Research | Vol. 28 Issue 2 | Tributary World-Ecologies II
414
______. 1970b. “The Italian Colony of Lisbon and the Development of Portuguese Metropolitan
and Colonial Economy.” Pp. 98–112 in The Beginnings of Modern Colonization, edited
by C. Verlinden. Ithaca and London: Cornell University Press.
______. 1970c. “Italian Influence on Spanish Economy and Colonization during the Reign of
Ferdinand the Catholic.” Pp. 113–131 in The Beginnings of Modern Colonization, edited
by C. Verlinden. Ithaca and London: Cornell University Press.
______. 1970d. “The Italians in the Economy of the Canary Islands at the Beginning of Spanish
Colonization.” Pp. 132–160 in The Beginnings of Modern Colonization, edited by C.
Verlinden. Ithaca and London: Cornell University Press.
Wallerstein, Immanuel. 1974. The Modern World-System I: Capitalist Agriculture and the
Origins of the European World-Economy in the Sixteenth Century. New York: Academic
Press.
Watts, John. 2009. The Making of Polities, Europe, 1300-1500. New York: Cambridge
University Press.
Wickham, Chris. 2010. The Inheritance of Rome: A History of Europe from 400-1000. London,
UK: Penguin Books.
______. 2016. Medieval Europe. New Haven, Conn., and, London, UK: Yale University Press.
Wittfogel, Karl. 1957. Oriental Despotism: A Comparative Study in Total Power. New Haven:
Yale University Press.
Wood, Ellen M. 1994. “From Opportunity to Imperative: The History of the Market.” Monthly
Review 46(3): 14–40.
______. [1999] 2002a. The Origin of Capitalism: A Longer View. London: Verso.
______. 2002b. “The Question of Market Dependence.” Journal of Agrarian Change 2(1):50-87.
______. 2005. Empire of Capital. London, UK: Verso.
jwsr.pitt.edu | DOI 10.5195/JWSR.2022.1122